News & Analysis as of

Diversity and Inclusion Standards (D&I) Regulatory Oversight

K&L Gates LLP

FCA Backpedals: "Name and Shame" and Diversity and Inclusion Requirements Axed, and Non-financial Misconduct Rules Delayed

K&L Gates LLP on

The United Kingdom’s Financial Conduct Authority (FCA) has announced significant changes to its regulatory approach, including dropping the obligation to “name and shame” firms under investigation, dropping the proposed...more

Cozen O'Connor

State AG Pulse | DEI in the Federal and State Spotlight

Cozen O'Connor on

Season 5 of State AG Pulse kicks off with State AG Group attorneys Chris Allen and Ann-Marie Luciano in conversation with Vice-Chair of Cozen O’Connor’s Labor & Employment Group, Mike Schmidt, on the Trump administration’s...more

Holland & Knight LLP

A Look at Increased Oversight of Financial Institutions in Florida

Holland & Knight LLP on

For several years, leaders in the Florida executive and legislative branches have sought regulatory and legislative changes to increase banking oversight at the state level. During the 2023 legislative session, House Bill 3...more

Skadden, Arps, Slate, Meagher & Flom LLP

Corporate Boards Face ESG Pressure From Both the Left and Right

Over the past decade, environmental, social and governance (ESG) topics have featured heavily in social and political discourse. ESG has also become prominent in the boardroom as directors navigate how best to address...more

A&O Shearman

DI in FS - senior management responsibilities and oversight

A&O Shearman on

The Financial Conduct Authority (FCA) and Prudential Regulation Authority’s (PRA) recent proposals demonstrate a divergence in approach when it comes to individual accountability and expectations of senior management in...more

Troutman Pepper Locke

State AGs Write Amicus Brief Arguing Nasdaq Diversity Rule Is Unconstitutional

Troutman Pepper Locke on

Republican attorneys general (AGs) from 19 states, led by Utah AG Sean D. Reyes, filed an amicus brief urging the Fifth Circuit to rehear a case after a panel of judges declined to entertain a lawsuit challenging diversity...more

Venable LLP

Ten Legislative and Policy Trends for Licensing Boards and Associations to Watch in 2022

Venable LLP on

In state capitals across the country, a new year signals the start of a new legislative session. And this opens the door to new rules affecting state regulatory and occupational licensing boards and the practitioners they...more

Dechert LLP

Diversity and Inclusion in the UK Financial Sector - The UK Regulators' Proposals

Dechert LLP on

Introduction - In this Onpoint, we report on the recent discussion paper: “Diversity and inclusion in the financial sector – working together to drive change” (DP21/2) (the Discussion Paper) recently issued by the Bank of...more

White & Case LLP

5 things you need to know about … the FCA’s 2021/22 business plan

White & Case LLP on

1. What is the FCA's 2021/22 business plan? The FCA's 2021/22 business plan (the "Business Plan") was published on 15 July 2021 (see here). It provides areas of focus for the FCA in both consumer and wholesale markets, as...more

King & Spalding

The Insider: Key Developments for Chief Legal Officers and Corporate Legal Teams

King & Spalding on

Welcome to the inaugural issue of The Insider. This new publication from King & Spalding’s Public Companies Practice, which will be produced periodically, is focused on key developments for chief legal officers and their...more

Cozen O'Connor

Council Looks to Incentivize Vaccines, New Police Oversight Board Passes Council

Cozen O'Connor on

CITY HALL - Counsel Looks to Incentivize Vaccines - Members of City Council will review two proposals to incentivize vaccines citywide. The first proposal would give residents a $50 credit to use on Philadelphia Gas...more

NAVEX

The Forgotten History of Labor Day – and What It Means for Compliance Professionals

NAVEX on

This Monday, most U.S. workers and their families will be celebrating Labor Day. Like many holidays it has been sanitized over time, observed primarily through sales, cookouts, and parades. Behind these quaint scenes,...more

Ballard Spahr LLP

New Diversity and Inclusion Subcommittee of House Financial Services Committee holds inaugural hearing

Ballard Spahr LLP on

One of the first actions taken by Democratic Congresswoman Maxine Waters upon becoming Chairwoman of the House Financial Services Committee was to announce the creation of a new Subcommittee on Diversity and Inclusion (D&I)....more

Stinson - Corporate & Securities Law Blog

SEC Provides Guidance on Diversity Disclosures

In two new Compliance and Disclosure Interpretations (Questions 116.11 and 133.13), the SEC staff provided guidance on disclosure of self-identified specific diversity characteristics of board members and board nominees. ...more

Ballard Spahr LLP

Subcommittee chairs announced by new House Financial Services Committee Chair

Ballard Spahr LLP on

Congresswoman Maxine Waters, the new Democratic Chairwoman of the House Financial Services Committee, announced that the Democratic Committee members indicated here in will serve as Subcommittee Chairs. ...more

Stinson LLP

ISS Seeks Comment on Updated Policies Including Gender Pay Gap

Stinson LLP on

International Shareholder Services (ISS) has made available for public comment certain proposed changes to ISS’ benchmark voting policies for 2018 that could generally become effective for the upcoming proxy season....more

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