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Foley & Lardner LLP

Division of Examinations Issues Risk Alert on Securities Investment that Finance Communist Chinese Military Companies

Foley & Lardner LLP on

On January 6, 2021, the Division of Examinations (“Division”) issued a Risk Alert to notify investment advisers, broker-dealers, and other market participants of a recent action relating to investments in securities...more

Kelley Drye & Warren LLP

New Executive Order Targets Investments in Chinese Companies Linked to the Military

Kelley Drye & Warren LLP on

On November 12, 2020, the President issued Executive Order 13959 (the Order) to prohibit U.S. persons from purchasing the publicly traded securities of certain companies that are affiliated with China’s military. While the...more

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