News & Analysis as of

Electronic Filing Required Forms Corporate Governance

BCLP

Edgar Next is Coming - Get Ready Now!

BCLP on

As discussed in our October 27, 2024 post, the SEC has announced new security requirements for Edgar filers. The compliance date is September 15, 2025....more

BCLP

Gifts reportable on Form 4s starting February 27 and other deadlines for insiders and corporate secretaries

BCLP on

New deadlines and obligations for insiders and corporate secretaries are coming up as result of rule changes, including the following: February 27, 2023 - Form 4 reporting for gifts - February 27, 2023 is the...more

BCLP

SEC’s Form 144 Electronic Filing Mandate: Another Task for Company Counsel’s To-Do List?

BCLP on

The SEC recently adopted amendments mandating that certain documents and forms, including Forms 144, be submitted electronically, rather than in paper form. The Form 144 electronic filing requirement will begin six months...more

Nelson Mullins Riley & Scarborough LLP

SEC Mandates Electronic Filing of More Forms – Including “Glossy” Annual Reports

The SEC announced on June 3, 2022 the adoption of amendments to:  1. Require electronic submission of certain forms that have previously been permitted to be submitted in paper format; and  Require that financial...more

BCLP

FCA: Submitting investor notifications of major shareholdings (TR-1 Forms)

BCLP on

The FCA are making changes to the way TR-1 Forms (notifications of major shareholdings) are submitted pursuant to DTR 5. Investors in Main Market companies are being advised to complete the new 2-step registration process,...more

5 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide