News & Analysis as of

Enforcement Guidance Securities Violations

Littler

SEC Continues to Attack Non-Disclosure Agreements and Personnel Policy Provisions that Could Impede Employees from Reporting...

Littler on

The SEC continues to review non-disclosure agreements and other confidential business information provisions of publicly traded companies to ensure whistleblowers are not restricted from freely communicating with the agency...more

Manatt, Phelps & Phillips, LLP

SEC Hits $1 Billion Milestone

The Securities and Exchange Commission’s (SEC) whistleblower program hit a big milestone, topping $1 billion in awards in less than a decade (it began in 2012). ...more

Mayer Brown Free Writings + Perspectives

SEC to No Longer Approve Settlement Offers Conditioned on Waiver of Collateral Consequences

Acting SEC Chair, Allison Herren Lee, announced in a February 11 statement that going forward, the Securities and Exchange Commission (SEC) will review offers of settlement and requests for waivers of collateral consequences...more

BCLP

SEC Division of Enforcement No Longer Recommending Settlement Offers Contingent on Waivers

BCLP on

In a Statement released on February 11, 2021, Acting SEC Chair Allison Herren Lee announced that, in a return to the longstanding practice of the SEC Division of Enforcement (the “Division”), the Division will no longer...more

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