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Employee Retirement Income Security Act (ERISA) › Charitable Organizations

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

It has to be all about intent

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

I live in an unincorporated village on Long Island and I’m always amused by the people who want to lead the community without the best of good intentions. There are so many who do charity fundraising for the community and...more

Katten Muchin Rosenman LLP

Amendments to FINRA New Issue Rules 5130 and 5131 Effective January 1, 2020

Katten Muchin Rosenman LLP on

KEY POINTS - - Amendments to FINRA Rules 5130 and 5131, which govern the offer and sale of "New Issue" securities went into effect on January 1. - FINRA Rule 5130 prohibits a broker-dealer from selling New Issues to...more

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