News & Analysis as of

Exemptions Form 8-K

Alston & Bird

SEC Extends Conditional Filing Relief to Companies Affected by COVID-19

Alston & Bird on

The coronavirus pandemic has created an unprecedented and rapidly evolving situation federal agencies are scrambling to keep up with. Our Securities Group examines the Securities and Exchange Commission’s continued efforts to...more

Allen Matkins

Fairness Hearings Are Not Just For Merger Transactions

Allen Matkins on

Section 3(a)(10) of the Securities Act provides an exemption from Securities Act registration for offers and sales of securities in specified exchange transactions. There are several conditions to the exemption, including...more

Stinson - Corporate & Securities Law Blog

Preliminary Planning for the 2017 Proxy Season

For those who want to start preparing for the 2017 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officer’s Questionnaire - Nasdaq has adopted a rule requiring...more

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