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False Claims Act (FCA) Financial Conduct Authority (FCA) Securities and Exchange Commission (SEC)

BCLP

Incentivising Whistleblowers: What Does the Future Hold in the UK and the US for Whistleblower Protection and Incentivisation?

BCLP on

In the UK, it has not historically been part of the fabric of our legal and regulatory system to pay whistleblowers who provide evidence to authorities who are investigating potential breaches of law or regulation....more

Paul Hastings LLP

Daily Financial Regulation Update -- Tuesday, April 25, 2023

Paul Hastings LLP on

April 24, 2023- Securities and Exchange Commission (SEC) Chair Gary Gensler and Commissioner Hester M. Peirce gave remarks at the SEC's 42nd Annual Small Business Forum....more

K&L Gates LLP

Global Government Solutions® 2016 Mid-Year Outlook

K&L Gates LLP on

This newest edition of the Global Government Solutions® series highlights increased government involvement in global commerce and provides the latest regulatory information corporate leaders need to navigate the intersection...more

Morrison & Foerster LLP - Structured Products

Structured Thoughts - Volume 6 , Issue 2 - March 2015

In This Issue: - FCA Publishes Thematic Review on Structured Product Development and Governance - EU Commission Review of Prospectus Directive - SEC Issues Investor Bulletin Relating to Structured Notes -...more

Morrison & Foerster LLP - Structured Products

Structured Thoughts -- Volume 4, Issue 9 -- June 17, 2013

In This Issue: UK’s FCA Restricts Marketing of Unregulated Collective Investment Schemes and Similar Products to Retail Investors; Electronic Structured Note Systems and U.S. Securities Regulation; and Reminders from...more

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