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Federal Reserve Financial Transactions Broker-Dealer

Goodwin

Agencies Launch Digital Identity Tech Sprint

Goodwin on

In This Issue. The Federal Deposit Insurance Corporation (FDIC), the FDIC Tech Lab (FDITECH) and the Financial Crimes Enforcement Network (FinCEN) launched a digital identity Tech Sprint; FinCEN published a 60-day notice to...more

Morrison & Foerster LLP

Another Fine Mess U’ve Gotten Me Into: When Buying a Syndicated Loan Triggers Registration Under Regulation U

Regulation U, promulgated by the Federal Reserve Board (the “Board”), governs extensions of credit by entities other than broker-dealers that are secured by “margin stock.” Most large syndicated commercial loans do not...more

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