News & Analysis as of

Federal Reserve Position Limits

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume XI, Issue 22

BROKER-DEALER FINRA - Issues Guidance With Respect to Stop Orders and Volatile Market Conditions - On May 26, FINRA issued guidance encouraging firms to review their policies with respect to the use of stop orders...more

Perkins Coie

Financial Services Bulletin: Action at Federal Agencies

Perkins Coie on

In This Alert: - Federal Agencies Provide Guidance on Regulatory Capital Rulemakings - CFTC Proposes Customer Protection Rules - CFTC Approves Appeal of Court Decision on Position Limits Rule - Federal Agencies...more

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