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Federal Reserve Regulation U Broker-Dealer

Morrison & Foerster LLP

Another Fine Mess U’ve Gotten Me Into: When Buying a Syndicated Loan Triggers Registration Under Regulation U

Regulation U, promulgated by the Federal Reserve Board (the “Board”), governs extensions of credit by entities other than broker-dealers that are secured by “margin stock.” Most large syndicated commercial loans do not...more

Latham & Watkins LLP

Margin Call: The Basics of the US Margin Regulations

Latham & Watkins LLP on

Your issuer client is getting ready to launch a high-yield debt offering. When you get to the office and check your messages, you learn that your client has a couple of questions about the representation in the purchase...more

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