News & Analysis as of

Federal Energy Regulatory Commission Spoofing

Dorsey & Whitney LLP

The DOJ, SEC, CFTC, FERC and Uneconomic Market Trading

Dorsey & Whitney LLP on

Uneconomic trading in regulated markets is a key focus of market regulators such as the DOJ, SEC, CFTC and FERC. Traders at times, for example, take different positions in select markets which can result in losses in one...more

Akin Gump Strauss Hauer & Feld LLP

Acting (and Potentially Permanent) CFTC Chairman Warns of “Aggressive and Assertive Enforcement Action by the CFTC Under the Trump...

In remarks before the International Futures Industry Conference, Acting Chairman J. Christopher Giancarlo—who was just nominated by President Trump to be permanent Chairman—talked about the future of the Commodity Futures...more

Cozen O'Connor

2015 Agency Enforcement Reports Reveal Record CFTC Fines, FERC “Steady as She Goes”

Cozen O'Connor on

The Commodity Futures Trading Commission (CFTC) and the Federal Energy Regulatory Commission’s (FERC) 2015 enforcement reports reveal one agency – the CFTC – imposing record fines, with the other – FERC – continuing its...more

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