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Fenwick & West LLP

FINRA Fee Cap Increase Coming in July

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Some issuers will be subject to higher FINRA fee caps beginning July 1, 2025. Section 7 of Schedule A to the FINRA By-Laws sets forth the fees associated with filing documents pursuant to the Corporate Financing Rule....more

Fenwick & West LLP

National Phase Initial Filing Estimates

Fenwick & West LLP on

Due within 5 years of international filing date or within 2-months of issuance of a Direction to Request Examination, whichever is earliest (additional $1800). Excess fees of $125 for each claim over 20 are payable at...more

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