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Filing Requirements Regulatory Requirements Canada

Stikeman Elliott LLP

CIRO Publishes Phase 5 of its Rule Consolidation Project

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The Canadian Investment Regulatory Organization (“CIRO”) has published for comment Phase 5 of its rule consolidation project (the “Rule Consolidation Project”). Phase 5 involves rules relating to outsourcing and service...more

Davies Ward Phillips & Vineberg LLP

Securities Regulators Reduce Friction for Capital Raising with Incremental Changes to Prospectus Rules

Canadian securities regulators recently implemented three blanket orders introducing exemptions intended to reduce friction for capital raising. Key among these improvements is an exemption that eliminates the requirement for...more

Stikeman Elliott LLP

CSA Announce Exemptions From Certain Filing Requirements During Transition to SEDAR+

Stikeman Elliott LLP on

On May 11, 2023, the Canadian Securities Administrators (CSA) announced exemptions from certain filing requirements in connection with the launch of the “System for Electronic Data Analysis and Retrieval +” (SEDAR+). CSA...more

Bennett Jones LLP

OSFI Provides Guidance to Administrators of Federally Regulated Pension Plans Amidst the COVID-19 Pandemic

Bennett Jones LLP on

On March 27, 2020, the Office of the Superintendent of Financial Institutions (OSFI) announced a series of regulatory adjustments designed to help reduce some of the operational stress on federally regulated institutions,...more

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