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Filing Requirements SBIC

Dorsey & Whitney LLP

SBIC Annual Recertification of Institutional Investor Unfunded Commitments

Dorsey & Whitney LLP on

The U.S. Small Business Administration (SBA) requires all licensed small business investment companies (SBICs) with outstanding Leverage, outstanding Leverage Commitments, or both, to annually recertify the collectability of...more

Troutman Pepper

SBA Issues Call for Early Stage Managers

Troutman Pepper on

SBA will generally evaluate applicants for Early Stage SBIC licenses using the same factors used for other SBIC applicants, but with a particular emphasis on the managers’ skills and experience in investing in early stage...more

Foley Hoag LLP

Impact of New European AIFMD Regulation on SBICs

Foley Hoag LLP on

The recent adoption of the European Alternative Investment Fund Managers Directive (AIFMD), effective July 2013 (and with transitional provisions in some countries through 2014), has imposed complex new regulations on most...more

Locke Lord LLP

Locke Lord QuickStudy: 2015 SBIC Annual Recertification of Institutional Investor Status

Locke Lord LLP on

On June 4, 2015, the U.S. Small Business Administration (SBA) issued Memorandum #1 – 2015, Annual Recertification, regarding annual recertification of the Institutional Investors of Small Business Investment Companies...more

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