News & Analysis as of

Final Rules Rule 147

Orrick - Finance 20/20

SEC Adopts Final Rules to Facilitate Intrastate and Regional Securities Offerings

Orrick - Finance 20/20 on

On October 26, 2016, the Securities and Exchange Commission adopted rules designed to modernize intrastate and small offerings by companies while maintaining investor protections. Among the changes is the adoption of...more

Cozen O'Connor

SEC Proposes to Require Universal Proxies; Adopts Final Rules to Facilitate Intrastate Offerings

Cozen O'Connor on

On October 26, 2016, the Securities and Exchange Commission (SEC) proposed amendments to the proxy rules to require parties in contested elections to use universal proxy cards that would include the names of all board of...more

Baker Donelson

New SEC Rules and Their Impact on Securities Offerings

Baker Donelson on

On October 26, 2016, the Securities & Exchange Commission ("SEC") adopted final rules that may have significant impact on local securities offerings made in one state (or, "intrastate" offerings) and offerings of securities...more

Morrison & Foerster LLP

SEC Adopts Final Rules Regarding Intrastate and Regional Offerings - Updated

Morrison & Foerster LLP on

On October 26, 2016, the Securities and Exchange Commission (the “SEC”) adopted final rules regarding intrastate and regional offerings, which largely follow the SEC’s proposed rules issued on October 30, 2015. The final...more

Morrison & Foerster LLP - JOBS Act

SEC Adopts Final Rules Regarding Intrastate and Regional Offerings

On October 26, 2016 at an open meeting, the SEC adopted final rules regarding intrastate and regional offerings, which closely follow the SEC’s proposed rules issued on October 30, 2015. The final rules amend Securities Act...more

Winthrop & Weinstine, P.A.

SEC Approves New Crowdfunding Rules

Fulfilling a promise made more than three and a half years ago, on Friday the SEC approved final rules for Regulation Crowdfunding ("Reg CF"), the last remaining component of the JOBS Act of 2012. Reg CF aims to create a...more

Morrison & Foerster LLP - JOBS Act

SEC Final Crowdfunding Rules and Proposed Amendments to Rule 147 and Rule 504

The SEC has published the Final Crowdfunding Rules following their earlier meeting wherein the rules were adopted. ...more

Morrison & Foerster LLP - JOBS Act

Crowdfunding Nears?

The SEC announced that the Commission will hold an open meeting on Friday to consider the final crowdfunding rules, as well as to consider whether to propose amendments to Rule 147 (intrastate crowdfunding) and Rule 504....more

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