News & Analysis as of

Financial Conduct Authority (FCA) Financial Services Industry Financial Adviser

Latham & Watkins LLP

FCA Explores How to Close the “Advice Gap”

Latham & Watkins LLP on

The Discussion Paper on the Advice Guidance Boundary Review examines how authorised firms can provide more support to customers. The FCA has published a Discussion Paper (DP23/5) with the government on the Advice...more

A&O Shearman

Tightening the Financial Promotions Framework in the UK

A&O Shearman on

Striking a balance between investor protection and market development - The U.K. is assessing its financial promotion framework, and changes are being made or proposed to amend the laws and rules. Financial promotions are...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide