News & Analysis as of

Hackers Chief Compliance Officers

NAVEX

3 Coronavirus Compliance Tips From the SEC

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The coronavirus crisis is far from over, and compliance professionals still need every scrap of guidance that regulators can provide about how to run compliance programs in these difficult times. So when the Securities and...more

NAVEX

Whistleblower, Hacker, or Both? How the Rui Pinto Case Can Be Applied to Corporate Compliance Officers

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Do the ends justify the means? It’s a question at the heart of many ethical dilemmas – and one that can certainly be applied to the case of Portuguese national Rui Pinto....more

BakerHostetler

Be Compromise Ready: Go Back to the Basics

BakerHostetler on

We are excited to release our third annual BakerHostetler Data Security Incident Response Report. This report analyzes the more than 450 data security incidents we led clients through in 2016. Companies continued to...more

Foley & Lardner LLP

A Compilation of Enforcement and Non-Enforcement Actions

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Non-Enforcement Cybersecurity Is At the Top of SEC Examination Concerns In a recent SEC “risk alert” for registered broker-dealers and investment advisers, the SEC’s Office of Compliance Inspections and Examinations (OCIE)...more

Thomas Fox - Compliance Evangelist

Never Tick Off a Redbird

At a Press Conference today, Satan officially announced that Hell has frozen over. He made this stunning announcement after the New York Times (NYT) reported that the baseball team with the most World Series wins in the...more

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