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Handbooks Financial Services Industry

Proskauer Rose LLP

Regulation Round Up - October 2023

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Fund Tokenisation: The Financial Conduct Authority (“FCA”) published a press release announcing that it has joined the Monetary Authority of Singapore’s Project Guardian, a collaborative initiative with the financial industry...more

Troutman Pepper

Troutman Pepper Attorneys Update Fair Lending Handbook for the American Association of Bank Directors - The Consumer Finance...

Troutman Pepper on

Please join Troutman Pepper Partners Chris Willis and Lori Sommerfield, along with American Association of Bank Directors (AABD) President David Baris, for a special announcement about the recently published second edition of...more

Proskauer Rose LLP

Regulation Round Up - June 2023

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MiFIR / MiFID II: The European Parliament published a press release announcing it has reached provisional political agreement with the Council of the EU on the proposed amendments to the Markets in Financial Instruments...more

A&O Shearman

UK Conduct Regulator Publishes Brexit-Related Updates to Handbook

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The U.K. Financial Conduct Authority has published a series of updates to the FCA Handbook relating to the U.K.’s exit from the EU on January 31, 2020, including...more

A&O Shearman

UK Conduct Regulator Publishes Consultation on Proposed Miscellaneous Changes to Rules

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The U.K. Financial Conduct Authority has published a consultation on its proposed changes to various aspects of the FCA Handbook. The changes are...more

A&O Shearman

UK Regulator Publishes Final Technical Standards on Strong Customer Authentication in the Event of a No-Deal Brexit

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The U.K. Financial Conduct Authority has published a Policy Statement, final Technical Standards and changes to the Handbook rules on strong customer authentication and common and secure open standards of communication to be...more

Goodwin

Financial Services Weekly News: CFPB Weighs Changes to Qualified Mortgage Rule

Goodwin on

In This Issue. The Consumer Financial Protection Bureau (CFPB) announced its intention to allow the “QM Patch,” which exempts Fannie Mae and Freddie Mac from the full scope of the ability-to-repay/qualified mortgage rule, to...more

A&O Shearman

UK Financial Conduct Authority Publishes Near Final Changes to Handbook Implementing the EU Prospectus Regulation

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The U.K. Financial Conduct Authority has published a Policy Statement containing its near final rules implementing the EU Prospectus Regulation, which will be set out in the FCA's new Prospectus Regulation Rules sourcebook....more

Ballard Spahr LLP

Federal Banking Agencies Propose New Requirements for Managing Cyber Risk

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Three federal banking agencies have announced plans to develop new rules that would establish cyber risk management and resiliency standards for large interconnected entities under the agencies' supervision, as well as those...more

Manatt, Phelps & Phillips, LLP

New Guidance From FFIEC on Mobile Financial Services

Examiners will be paying more attention to mobile financial services (MFS) using new guidance recently issued by the Federal Financial Institutions Examination Council (FFIEC)....more

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