News & Analysis as of

IIROC Comment Period

Stikeman Elliott LLP

CSA Seek Comments on Proposed Consolidated SRO and Investor Protection Funds

Stikeman Elliott LLP on

Canadian Securities Administrators (CSA) issue a request for comments on draft documents related to the proposed amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers...more

Blake, Cassels & Graydon LLP

Les ACVM annoncent la fusion de l’OCRCVM et de l’ACFM

Le 3 août 2021, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont annoncé leur intention de regrouper l’Organisme canadien de réglementation du commerce des valeurs mobilières (l’« OCRCVM ») et l’Association...more

Blake, Cassels & Graydon LLP

CSA Announces Merger of IIROC and MFDA into New SRO

On August 3, 2021, the Canadian Securities Administrators (CSA) announced that it intends to consolidate the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada...more

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