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Dorsey & Whitney LLP

Doctors Settle SEC Insider Trading Charges

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The Commission filed two settled insider trading cases against medical practitioners who traded while in possession of material non-public information regarding clinical trials for a drug. SEC v. Lama, Case No. 5:14-cv-00996...more

Dorsey & Whitney LLP

SEC Files Another Settled Insider Trading Case

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Insider trading continues to be a key priority in the new get tough enforcement era. Last week closed with the filing of an insider trading action centered on the BP oil spill in the Gulf of Mexico. This week begins with...more

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