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Intermediaries Regulatory Requirements

Morrison & Foerster LLP

Japan to Introduce One-Stop “Financial Services Intermediary Business” License

On June 5, 2020, the Diet adopted amendments to the Act on Sales, Etc. of Financial Instruments that introduce, among other things, a system for the registration of one-stop intermediary service providers of financial...more

FordHarrison

NYS DOH Responds In Q&A to Joint Employer Questions and Reveals the Challenge A Fiscal Intermediary Faces in Obtaining an Offer...

FordHarrison on

In our December 23, 2019 Legal Alert we reported that the NYS Department of Health’s (“DOH”) Request for Offers (“RFO”) required a “Joint Employment Attestation” in any offer to continue or first become a Fiscal Intermediary...more

FordHarrison

Will Your Fiscal Intermediary Be Chosen to Participate in New York's CDPAP?

FordHarrison on

The New York State Department of Health (DOH) recently issued a Request for Offers (RFO) from eligible entities who want to continue or first commence participating as Fiscal Intermediaries (FIs) under the New York Consumer...more

FordHarrison

New York Mandates That Fiscal Intermediaries Be Joint Employers to Continue in Consumer Directed Personal Assistance Program

FordHarrison on

On December 18, 2019 New York State’s Department of Health (DOH) issued a Request for Offers (RFO) from those who wish to continue or first become Fiscal Intermediaries (FIs) under the State’s Consumer Directed Personal...more

Farrell Fritz, P.C.

Newly Enacted Consumer Directed Personal Assistance Program Advertisement Regulation Challenged in Federal Court

Farrell Fritz, P.C. on

As recounted in our recent analysis of the 2018-19 New York State Budget (“Enacted Budget”), the Enacted Budget included new restrictions on fiscal intermediaries participating in the Consumer Directed Personal Assistance...more

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