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Internal Audit Functions Compliance Audits

Society of Corporate Compliance and Ethics...

Improving Your Code of Conduct

Want to improve your code of conduct? Don’t miss the session: Cornering the Code: A Multi-Disciplinary Approach Toward a Better Code of Ethics at the 2025 SCCE European Compliance & Ethics Institute. In this podcast Matej...more

Ankura

Is Internal Audit Falling Short?

Ankura on

Against the backdrop of the recent “Dear CEO” letter issued by the Financial Conduct Authority (FCA), and the number of regulatory enforcement actions, this article aims to explore the role of Internal Audit (IA) in ensuring...more

Health Care Compliance Association (HCCA)

[Virtual Event] Compliance Auditing & Monitoring Workshop - November 21st - 22nd, 8:00 am - 5:00 pm CT

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Machine Learning for Internal Audit

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Conference - September 17th, 8:00 am - 5:00 pm CT

For a compliance program to be successful, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your efforts. Join us on September 17, 2024 for the Compliance Auditing and Monitoring...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Conference - September 6th, 9:00 am - 5:00 pm CT

Is your organization’s compliance program set up for long-term success? For a compliance program to be successful, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your efforts....more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - October 11th - 12th, 9:00 am - 4:00 pm CT

Get the know-how you need to implement and maintain effective compliance auditing and monitoring - New for 2023, this workshop takes you deep into the auditing and monitoring process, one of the key elements of a...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Conference - September 20th, 8:55 am - 3:30 pm CDT

Is your organization’s compliance auditing and monitoring program effective? For a compliance program to be effective, it's essential to monitor performance on an ongoing basis, and periodically stop and audit your...more

American Conference Institute (ACI)

[Virtual Conference] DCAA & DCMA Cost, Pricing, Compliance & Audits - June 8th - 9th, 9:00 am - 4:45 pm EST

ACI’s 12th Advanced Forum on DCAA & DCMA Cost, Pricing, Compliance & Audits will take place on June 8 – 9th in a virtual format. This is a leading event for defense, aerospace and other government contractors, and industry...more

Oberheiden P.C.

Keys to Performing a Corporate Compliance Audit

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Compliance is a top legal concern for companies in all industries. From adequately protecting customer and employee data to avoiding allegations of bribery and fraud, compliance can mean different things under different...more

Thomas Fox - Compliance Evangelist

Talent Mix: Maximizing Your Program’s Reach with Diverse Skillsets

Ed. Note-We welcome back Troy McAlister with another guest post. Troy brings 20 years of experience at both public and private companies, in public accounting and in a variety of industries. Troy has experience in...more

Thomas Fox - Compliance Evangelist

Countdown to 500 – Jonathan Marks on Professionalism in Compliance

We are on the final countdown, moving closer to Number 500. On Monday, August 31, I will be celebrating my 500th Anniversary episode, where I will talk about some of the key changes I have seen in compliance over the past 10...more

American Conference Institute (ACI)

[Webinar] Virtual Conference on DCAA & DCMA Cost, Pricing, Compliance & Audits - August 25th - 26th, 9:00 am - 5:30 pm EDT

From the comfort of your own home office, join us at ACI's virtual Annual Advanced Forum on DCAA & DCMA Cost, Pricing, Compliance & Audits taking place on August 25-26, 2020 which addresses the latest developments on business...more

Society of Corporate Compliance and Ethics...

[Event] March Basic Compliance & Ethics Academy - March 2nd - 5th, San Diego, CA

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - December 16th - 19th, Nashville, TN

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

NAVEX

New Investments in Internal Audit Can Benefit Compliance by Association

NAVEX on

Internal audit is in the midst of a profound transformation that could, ultimately, lead to big changes in how it and compliance work together. For compliance professionals who are close with their friends in internal audit,...more

The Volkov Law Group

Compliance and Financial Audits – Distinctions With Substance

The Volkov Law Group on

Chief compliance officers and internal auditors are natural friends and allies. In the corporate governance world, they share many common interests....more

NAVEX

When It Comes to Documentation, Smart Companies Behave Like Every Day Is Audit Day

NAVEX on

Audits are part of nearly every ethics and compliance program. They come from the Internal Audit Department, outside auditors testing control systems and processes, and in some cases, government regulators evaluating the...more

Cadwalader, Wickersham & Taft LLP

2014 FERC Enforcement Report Emphasizes Internal Compliance Procedures, Self-Reporting, and Importance of Cooperation

The Federal Energy Regulatory Commission’s (FERC) Office of Enforcement (Enforcement) 2014 Report on Enforcement (Report), issued on November 20, 2014, provides an overview of and statistics regarding FERC’s enforcement...more

Thomas Fox - Compliance Evangelist

Lessons from GSK in China – Internal Controls, Auditing and Monitoring

One of the questions that GSK will have to face during the next few years of bribery and corruption investigations is how an allegedly massive bribery and corruption scheme occurred in its Chinese operations? The numbers went...more

Akerman LLP - HR Defense

The Audit's Done, And We Need To Reclassify – Now What?

Let's assume you've done an internal audit, or one required by the Department of Labor, and found – as so many companies do – that certain titles/positions require reclassification from exempt to non-exempt under the Fair...more

The Volkov Law Group

Conducting Audits: Financial And Compliance Teams

The Volkov Law Group on

Companies with existing compliance programs are starting to focus on the importance of monitoring, auditing and improving their compliance programs....more

The Volkov Law Group

The Three Amigos/Amigas: Compliance, Audit And Legal

The Volkov Law Group on

Every compliance program depends on collaboration. No one actor at a company determines the success or failure of a corporate compliance program....more

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