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Internal Controls Documentation

Lowenstein Sandler LLP

Emerging Threat: Task-Based Employment Scams Target Businesses and Their Employees

Lowenstein Sandler LLP on

A new wave of sophisticated gamified job scams, often called task scams, is targeting both companies and job seekers, according to recent Federal Trade Commission (FTC) data. These scams trick people into performing simple,...more

Foley & Lardner LLP

Five Compliance Best Practices for … Internal Controls and SOPs

Foley & Lardner LLP on

As an accompaniment to our biweekly series on “What Every Multinational Company Should Know About” various international trade, enforcement, and compliance topics, below find an update to our series on compliance checks that...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - December 16th - 17th, 8:00 am - 5:00 pm CT

Handle investigations with confidence - Effective compliance programs rely on effective investigators to follow up on reports and identify potential gaps that need attention. If you are a new or future investigator or are...more

Allen Barron, Inc.

Accounting is the Information Connection Within Your Own Business

Allen Barron, Inc. on

Many business owners and executives fail to realize that accounting is the information connection within your own business. Accounting doesn’t simply capture the box scores of your company’s business transactions. A...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - May 1st - 2nd, 10:00 am - 2:00 pm CT

Handle investigations with confidence - Effective compliance programs rely on effective investigators to follow up on reports and identify potential gaps that need attention. If you are a new or future investigator or are...more

Mitratech Holdings, Inc

Internal Controls Grab the Focus in the FRC’s Changes to the UK Corporate Governance Code

Following a 16-week consultation into changes to the UK Corporate Governance Code, the Financial Reporting Council (FRC) published the 2024 UK Corporate Governance Code on the 22 January 2024. The FRC has kept changes to...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - November 28th - 29th, 10:00 am - 2:00 pm CT

Gain the tools you need to lead investigations with confidence! Get guidance from experienced practitioners on the core principles of conducting effective compliance investigations. You’ll receive comprehensive instructions...more

Reveal

How to Conduct Compliance Risk Assessment Efficiently (+Compliance Risk Assessment Template)

Reveal on

Is your business in compliance with every law, rule, and regulation that it should be? If you can’t confidently say yes, it’s time for a compliance risk assessment. And even if you could confidently say yes six months ago,...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - September 7th - 8th, 1:00 pm - 5:00 pm CET

Handle investigations with confidence - Learn the core principles of conducting effective compliance investigations including gathering evidence, documentation, conducting interviews, and reporting results....more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - June 1st - 2nd, 8:55 am - 1:00 pm SGT

Handle investigations with confidence - We’ve renamed our highly effective workshop, Conducting Compliance Investigations, to better reflect the content. The agenda remains focused on guiding you through the core...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Fundamentals of Compliance Investigations - April 13th - 14th, 10:00 am - 2:00 pm CT

Handle investigations with confidence - We’ve renamed our highly effective workshop, Conducting Compliance Investigations, to better reflect the content. The agenda remains focused on guiding you through the core...more

Oberheiden P.C.

Internal Audit for Hospitals: 10 Compliance Tips for 2025

Oberheiden P.C. on

Hospitals are subject to numerous state and federal laws, rules, and regulations, like all healthcare organizations. However, due to their outsized role in our nation's healthcare system, the healthcare industry often faces...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Conducting Compliance Investigations - October 6th - 7th, 8:55 am - 1:00 pm SGT

Want to become a better investigator? Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Conducting Compliance Investigations - September 27th - 28th, 10:00 am - 2:05 pm CDT

Want to become a better investigator? Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Conducting Compliance Investigations - April 27th - 28th, 12:55 pm - 5:00 pm CEST

Get the training you need to conduct internal investigations - SCCE's Conducting Compliance Investigations provides two days of focused training on conducting compliance-related internal investigations. Learn from two...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Conducting Compliance Investigations - February 23rd - 24th, 10:00 am - 2:05 pm CST

Want to become a better investigator? Join us at Conducing Compliance Investigations, a two-day virtual event that’ll help you learn the core principles of conducting effective compliance investigations so that you're...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Essentials of Compliance Investigations Conference - October 25th - 26th, 10:00 am - 2:05 pm CDT

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

Society of Corporate Compliance and Ethics...

[Event] Internal Investigations Compliance Workshop - July 19th - 21st, Lake Buena Vista, FL

Get the training you need to conduct internal investigations - The SCCE Internal Investigations Workshop provides two days of focused training on conducting compliance-related internal investigations. Attendees also have...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Essentials of Compliance Investigations Conference - April 12th - 13th, 10:00 am - 2:05 pm CDT

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Essentials of Compliance Investigations Conference - January 28th - 29th, 8:55 am - 1:00 pm SGT

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

NAVEX

How Compliance Should Work With Business Operations: The First Line of Defense

NAVEX on

Compliance officers often struggle to develop the right working relationship between themselves and executives in the business operations — executives who, as best practices have told us for years, are supposed to “own the...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Essentials of Compliance Investigations Conference - November 9th - 10th, 10:00 am - 2:05 pm CST

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2020 Essentials of Compliance Investigations - A Virtual Conference - August 6th - 7th, 12:00 pm - 4:10 pm CEST

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2020 Essentials of Compliance Investigations - A Virtual Conference - July 30th - 31st, 7:00 am - 10:55 am IST

Learn the core principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators: Meric Bloch and...more

The Volkov Law Group

CCOs: The Importance of Documenting a Compliance Program

The Volkov Law Group on

Tom Fox frequently reminds every one of the importance of documentation to the integrity of a compliance program. A compliance program is only as good as the documents show. This principle is especially critical when a...more

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