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Investment Adviser › Cybersecurity Framework

Snell & Wilmer

New Cybersecurity Rules for Colorado Investment Advisers and Broker-Dealers

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Colorado has adopted new rules that add cybersecurity requirements for certain entities with Colorado securities licenses. The rules are from the regulatory agency the Division of Securities. It licenses securities...more

Akin Gump Strauss Hauer & Feld LLP

The SEC’s Cybersecurity Assessment: A Roadmap for Companies Nationwide

Akin Gump Strauss Hauer & Feld LLP on

The U.S. Securities & Exchange Commission (SEC) provided cybersecurity guidance to the securities industry in the form of a Risk Alert issued by the SEC’s Office of Compliance Inspections and Examinations (OCIE) on April 15,...more

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