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Investment Adviser › Professional Liability

Carlton Fields

Investment Advisory Firm’s Unlawful Copying and Distribution of Industry Publication to Firm Employees Not Covered by Professional...

Carlton Fields on

A California court recently held that an investment advisory firm’s losses stemming from its alleged copying and distribution of Oil Daily, an energy industry publication, to the firm’s advisers were not covered by investment...more

Winthrop & Weinstine, P.A.

A Guide to Raising Capital for Real Estate Transactions

Winthrop & Weinstine, P.A. on

The pool of individuals and businesses that own or are interested in acquiring real estate investments has never been deeper. With a plethora of asset types ranging from single-family homes to downtown skyscrapers – with...more

Bennett Jones LLP

Ontario Court of Appeal Affirms Limits on Auditor Liability

Bennett Jones LLP on

On September 5, 2018, the Court of Appeal for Ontario released its decision in Lavender v Miller Bernstein LLP,1 overturning a summary judgment ruling that imposed significant liability on an auditor in previously...more

White and Williams LLP

ICO-Related Claims and Insurance Coverage: Questions You Should Be Asking

White and Williams LLP on

In this post, we provide a brief overview of initial coin offerings (ICOs), discuss certain recent enforcement actions involving ICOs and highlight potential coverage issues under management and professional liability...more

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