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Investment Funds Third-Party

Vinson & Elkins LLP

Investment Treaty Protections For Project Finance Lenders: An Important Development For Funders Of Renewable And Traditional...

Vinson & Elkins LLP on

Can project finance lenders bring claims under investment treaties? An arbitral tribunal constituted under the Energy Charter Treaty recently confirmed they can, by finding that loans and hedging instruments issued by a...more

Morrison & Foerster LLP

FINRA Provides Guidance On Retail Communications In Private Placements

In July 2020, FINRA issued Regulatory Notice 20-21, which is designed to provide guidance to broker-dealers in connection with their creation and use of retail communications relating to private placements. The notice...more

Dechert LLP

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

AFG issues template of PRIIPs KID for French Société Civile de Placement Immobilier - The Association Française de la Gestion Financière ("AFG") published for the benefit of its members a template of the PRIIPs Key...more

Vedder Price

Investment Services Regulatory Update - August 2017

Vedder Price on

On August 7, 2017, the SEC’s Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert providing a summary of the staff’s observations from sweep exams of broker-dealers, investment advisers and funds...more

Dechert LLP

Key Considerations When Launching a Fund on a Third-Party UCITS or AIFMD Compliant Platform

Dechert LLP on

The use of established third-party platforms has become increasingly popular for asset managers launching UCITS-compliant funds in recent years. The indicators are that this trend is likely to be even more pronounced among...more

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