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Investment Management › Market Conditions

Dechert LLP

COVID-19: FCA Reinforces Market Abuse and Conduct Expectations

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The UK Financial Conduct Authority (“FCA”) has reinforced its expectations on market conduct during the COVID-19 pandemic, recognising that the opportunities for market abuse are amplified in the current climate. ...more

Hogan Lovells

CSSF launches a new weekly questionnaire to investment fund managers

Hogan Lovells on

On 9 April 2020, the CSSF published a press release relating to the launch of a weekly questionnaire to be completed by investment fund managers (IFMs). The rationale behind this new questionnaire is to gather data in...more

Dechert LLP

SEC IM Staff Issues Guidance Update on Disclosure Related to Current Market Conditions

Dechert LLP on

The staff of the U.S. Securities and Exchange Commission Division of Investment Management (Staff) has issued an IM Guidance Update on fund disclosure regarding risks related to current market conditions (Guidance Update)....more

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