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Investment Management › Mary Jo White

Broker-Dealer Compliance + Regulation

SEC Agenda for 2016: Tighten Rules on Leverage for Funds; Stress Testing and Third-Party Compliance Reviews for Advisers

Broker-Dealer Compliance + Regulation on

In testimony before the House Committee on Financial Services on November 18, 2015, SEC Chair Mary Jo White described what the SEC has in store for the investment management industry....more

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