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Cozen O'Connor

Republican AGs Wade Into CAT Fight

Cozen O'Connor on

A coalition of 23 Republican AGs, led by Arkansas AG Tim Griffin, filed an amicus brief in the U.S. Court of Appeals for the Eleventh Circuit in American Securities Association v. U.S. Securities and Exchange Commission...more

Burr & Forman

PIABA Slams Broker-Check Again

Burr & Forman on

The Public Investors Arbitration Bar Association (PIABA) renewed its criticism of FINRA’s Broker-Check® system in a report issued in late October. PIABA was especially critical of the system’s: Lack of synchronization...more

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