News & Analysis as of

Non-Enforcement Dodd-Frank Wall Street Reform and Consumer Protection Act

Foley & Lardner LLP

A Compilation of Enforcement and Non-Enforcement Actions

Foley & Lardner LLP on

Renewed Call for Investment Adviser User Fees - As we reported in previous editions of our Investment Management Newsletter, various persons have proposed that a user fee be imposed on SEC registered investment...more

Foley & Lardner LLP

A Compilation of Enforcement and Non-Enforcement Actions - October 30, 2013

Foley & Lardner LLP on

Non-Enforcement Matters: - No Rush to Advertise by Hedge Funds - Updated Guidance From the SEC - Results of Dodd-Frank Legislation on Investment Adviser Registration Numbers Enforcement Matters: ...more

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