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Notice Requirements Beneficial Owner

Dechert LLP

SEC, FinCEN Propose CIP Rules for Investment Advisers

Dechert LLP on

The Proposed Rule would require registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to establish, document and maintain written customer identification programs (CIPs). The Proposed Rule comes...more

White & Case LLP

Foreign direct investment reviews 2019: A global perspective: Japan

White & Case LLP on

Japan expanded the scope of industries subject to prior notification for Inward Direct Investment in 2019 - Under the Foreign Exchange and Foreign Trade Act (FEFTA), the Ministry of Finance (MOF) and the relevant...more

Nutter McClennen & Fish LLP

Nutter Bank Report, July 2016

FinCEN has released guidance in the form of answers to frequently asked questions (“FAQs”) about new customer due diligence (“CDD”) requirements that became effective this month. The CDD FAQs issued on July 19 clarify new...more

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