News & Analysis as of

Notice Requirements Commodity Trading Advisors (CTAs)

Akin Gump Strauss Hauer & Feld LLP

CFTC Staff Extends Relief With Respect To Certain Position Limit Aggregation Requirements

Until August 12, 2022, CPOs and CTAs may continue to file position limit disaggregation notices upon request, rather than prospectively, and exempt CTAs may continue to rely upon the “independent account controller”...more

Proskauer Rose LLP

CFTC Adopts Additional Exemptions From Annual Privacy Notice Delivery Requirement

Proskauer Rose LLP on

On April 19, 2019, the U.S. Commodity Futures Trading Commission (CFTC) approved a final rule revising the annual privacy notice delivery requirements applicable to CFTC registered commodity trading advisors, commodity pool...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide