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Policies and Procedures › European Securities and Markets Authority (ESMA)

Jones Day

IOSCO Releases Consultation on Pre-Hedging Practices

Jones Day on

Pre-hedging has been the subject of significant debate within the financial industry in recent years, with concerns often raised over potential conduct and market integrity issues. The regulatory landscape remains fragmented,...more

Proskauer - Regulatory & Compliance

AIFMD 2.0 – Evolution Rather than Revolution

Proskauer - Regulatory & Compliance on

On 26 March 2024, the legislative package amending the Alternative Investment Fund Managers Directive 2011/61/EU (“the “AIFMD”) and (to a certain extent) the UCITS Directive was published in the Official Journal of the...more

Walkers

Central Bank Industry Letter on asset valuation

Walkers on

On 14 December 2023, the Central Bank of Ireland (the "Central Bank") published its industry letter on asset valuation (the "Industry Letter"), following on from ESMA's final report on its 2022 common supervisory action on...more

Walkers

Central Bank Industry Letter on Fund Costs and Fees

Walkers on

On 24 March 2023, the Central Bank of Ireland (the "Central Bank") published its industry letter (the "Industry Letter") setting out its own findings and expectations following its review of the costs and fees charged to...more

A&O Shearman

EU Consultation on Guidelines on Compliance Function Requirements under MiFID II

A&O Shearman on

The European Securities and Markets Authority has published a consultation paper on proposed guidelines on the compliance function requirements that are set out in the revised Markets in Financial Instruments package. The...more

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