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Private Equity Firms Registered Investment Advisors

McCarter & English, LLP

Additional Regulatory Hurdles for Private Equity Advisers

The private equity industry should carefully consider the implications of a recent Securities and Exchange Commission ("SEC") enforcement action. In it, the SEC, for the first time, sanctioned an SEC-registered private equity...more

Cooley LLP

Alert: Upcoming Regulatory Deadlines for VC and PE Firms

Cooley LLP on

This alert highlights near-term regulatory deadlines that commonly apply to venture capital and private equity firms. February 16, 2016. Firms that hold, or have traded in significant positions in public company...more

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