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Private Equity Funds Registered Investment Companies (RICs) Securities and Exchange Commission (SEC)

Ballard Spahr LLP

Investment Management Update

Ballard Spahr LLP on

SEC Enforcement Action against Private Equity Fund Adviser - On June 1, 2016, the SEC announced that a private equity fund adviser and its principal owner agreed to pay more than $3.1 million to settle SEC charges that,...more

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