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Professional Disciplinary Actions › Licensing Rules

Bass, Berry & Sims PLC

Alaska Adopts New Out-of-State Pharmacy Requirements

Bass, Berry & Sims PLC on

On January 19, the Alaska Board of Pharmacy (Board) announced statutory and regulatory changes that significantly impact “Out-of-State” (non-resident) Pharmacy registration requirements, impose additional licensure...more

Ward and Smith, P.A.

Common Mistakes to Avoid When Appealing a North Carolina Occupational Licensing Board Decision

Ward and Smith, P.A. on

In North Carolina, the professional or occupational licensing board is responsible for preparing the official record of a disciplinary matter against a license holder.  This record is of primary importance to any future...more

Dechert LLP

SFC Takes Enforcement Action Against Private Equity Firm, a Director and Investment Manager

Dechert LLP on

The Hong Kong Securities and Futures Commission (SFC) has announced that it reprimanded and fined a Hong Kong private equity firm, SEAVI Advent Ocean Private Equity Limited (PE Firm), for employing or appointing unlicensed...more

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