News & Analysis as of September 24, 2024

Securities and Exchange Commission (SEC)

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SEC Re-Proposes Regulations Governing the Use of Derivatives and Other Transactions by Registered Funds and BDCs

Proskauer Rose LLP on 12/20/2019

The Securities and Exchange Commission (the "SEC") recently proposed a revised version of new Rule 18f-4 (the "Proposed Rule") under the Investment Company Act of 1940, as amended (the "1940 Act"), which it originally...more

Stop Insider Tweeting! -- Feds eye social media for securities shenanigans

Morrison & Foerster LLP on 6/11/2013

As financial institutions and investors turn to social media to instantly share snippets of news and potential clues about market trends, the FBI and SEC are monitoring such postings for evidence of insider trading and...more

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Public Disclosure › Recordkeeping Requirements › Securities and Exchange Commission (SEC)

SEC Re-Proposes Regulations Governing the Use of Derivatives and Other Transactions by Registered Funds and BDCs

Stop Insider Tweeting! -- Feds eye social media for securities shenanigans

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