News & Analysis as of

Qualified Mortgage Rule Securities and Exchange Commission (SEC) Banks

Goodwin

Financial Services Weekly News - March 2016 #5

Goodwin on

Regulatory Developments - SEC Issues FAST Act IM Guidance - The SEC published an IM Guidance Update highlighting two exemptions from registration under the Investment Advisers Act of 1940 (the Advisers Act) that...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - December 16, 2013

Final Rules Implementing the Volcker Rule - On December 10, the Fed, CFTC, FDIC, OCC and SEC issued final rules to implement Section 619 of the Dodd-Frank Act (the Volcker Rule), which prohibit insured depository...more

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