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Regulation Technical Standards (RTS)

A&O Shearman

EC adopts Delegated Regulation on RTS on operational risk requirements under CRR

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The European Commission (EC) has adopted a Delegated Regulation regarding regulatory technical standards (RTS) specifying operational risk requirements under the Capital Requirements Regulation (CRR), as amended by the CRR3....more

A&O Shearman

EC adopts RTS on information to be included in ESG rating provider authorisation and recognition applications

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The European Commission (EC) has adopted a Delegated Regulation supplementing Regulation (EU) 2024/3005 (ESG Rating Regulation) with regard to regulatory technical standards (RTS) specifying the information to be included in...more

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ESMA consultation on updated CSDR guidelines on standardised procedures and messaging protocols

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The European Securities and Markets Authority (ESMA) has published a consultation paper on amendments to its guidelines on standardised procedures and messaging protocols used between investment firms and their professional...more

A&O Shearman

EC adopts Delegated Regulation on code of conduct for issuer-sponsored research

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The European Commission has adopted a Delegated Regulation setting out regulatory technical standards (RTS) establishing an EU code of conduct for issuer-sponsored research under the Markets in Financial Instruments Directive...more

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AMLA consults on draft RTS for home-host supervisory cooperation

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The EU Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA) has launched a consultation on draft regulatory technical standards (RTS) under Article 46(4) of Directive (EU) 2024/1640 (MLD 6)....more

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EBA consults on RTS amendments on assigning risk weights to specialised lending exposures under CRR

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The European Banking Authority (EBA) has published a consultation paper containing draft regulatory technical standards (RTS) amending Commission Delegated Regulation (EU) 2021/598 supplementing the Capital Requirements...more

Hogan Lovells

AMLA in the payments space

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The EU's Anti-Money Laundering Authority's (AMLA) consultation on regulatory technical standards for customer due diligence closes on Friday 8 May 2026. For those operating in the payments space, uncertainty about the meaning...more

A&O Shearman

AMLA consults on group-wide requirements and guidelines for BWRAs

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The EU Authority for Anti‑Money Laundering and Countering the Financing of Terrorism (AMLA) has launched two consultations on draft measures setting out requirements for business‑wide risk assessments (BWRAs) and group‑wide...more

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EC adopts Delegated Regulation setting RTS on order execution policy

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The European Commission has adopted a Delegated Regulation supplementing Directive 2014/65/EU (MiFID II), with regard to regulatory technical standards (RTS) specifying the criteria to be taken into account by investment...more

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EBA Final Draft RTS On Changes To The Internal Ratings Based Approach Under CRR

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The European Banking Authority (EBA) has published a final report with final draft regulatory technical standards (RTS) amending the framework for assessing the materiality of changes to internal ratings based models under...more

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EBA Draft RTS On The Timing For The Application For Prior Permission To Reduce Own Funds And Eligible Liabilities Instruments

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The European Banking Authority (EBA) has published final draft amending regulatory technical standards (RTS) shortening the timing for the application for prior permission to reduce own funds and eligible liabilities...more

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EBA Consults On Draft Guidelines And RTS On Initial Margin Model Authorization

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The European Banking Authority (EBA) has launched two consultations on draft guidelines and regulatory technical standards (RTS) on the authorisation of initial margin models under the revised European Market Infrastructure...more

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EC adopts Amending Regulation to the RTS for risk weights on immovable property exposures

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The European Commission has adopted a Delegated Regulation amending the regulatory technical standards (RTS) set out in Delegated Regulation (EU) 2023/206. The Amending Regulation is technical in nature and updates the RTS to...more

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ESMA Final Draft RTS On Margin Transparency Requirements And Clearing Costs

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The European Securities and Markets Authority (ESMA) has published two final reports with final draft regulatory technical standards (RTS) mandated under the review of the European Market Infrastructure Regulation (EMIR 3)....more

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Delegated Regulations Regarding LMTs Under AIFMD And UCITS Directive Published In OJ

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The European Commission has published two Delegated Regulations in the Official Journal of the European Union (OJ): (i) Delegated Regulation (EU 2026/465), supplementing the Alternative Investment Fund Managers Directive...more

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EBA Opinion On EC Amendments To Draft RTS On "Equivalent Legal Mechanisms" Under CRR

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The European Banking Authority (EBA) has published an opinion and related letter regarding the European Commission's (EC') proposed amendments to the final draft regulatory technical standards (RTS). These RTS specify what...more

A&O Shearman

ESMA Consultation On RTS For Post-Trade Risk Reduction Services Under EMIR 3

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The European Securities and Markets Authority (ESMA) has published a consultation on draft regulatory technical standards (RTS) specifying the circumstances in which transactions resulting from post-trade risk reduction...more

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ESMA and EBA Consult On Revised Suitability Assessment Guidelines For Banks And Investment Firms

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The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have launched a joint consultation on draft revised guidelines on the suitability assessments of members of the management body and...more

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ESMA Withdraws Guidelines On MiFID II/ MiFIR Obligations On Market Data

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The European Securities and Markets Authority (ESMA) has announced the immediate withdrawal of its guidelines on MiFID II/MiFIR obligations relating to market data, on the basis that the clarifications covered in the...more

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ESMA Consults On Eligibility Of Guarantees As CCP Collateral And On Aspects Of CCP Investment Policy

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The European Securities and Markets Authority (ESMA) has launched a consultation on draft regulatory technical standards (RTS) specifying the relevant conditions under which public guarantees, public bank guarantees and...more

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EU AMLA Launches Suite Of Consultation Papers On Draft RTS Under EU AML Package

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The EU Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA) has published three consultation papers on the following draft regulatory technical standards (RTS) under the EU AML package (for...more

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Delegated Regulation specifying requirements for EMIR 3 active account requirement published in OJ

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Delegated Regulation (EU) 2026/305 supplementing the European Market Infrastructure Regulation (EU) No 648/2012 (EMIR) has been published in the Official Journal of the European Union (OJ). The Delegated Regulation, which was...more

Hogan Lovells

AMLA consults on draft RTS on customer due diligence and harmonized supervision

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The Authority for Anti-Money Laundering and Countering the Financing of Terrorism (“AMLA”) launched, on 9 February 2026, three consultations on draft regulatory technical standards (“RTS”) on (i) customer due diligence,...more

A&O Shearman

Amending Regulation On Benchmark Administrator Applications Under BMR Published In OJ

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Delegated Regulation (EU) 2026/264 amending the regulatory technical standards (RTS) in Delegated Regulations (EU) 2018/1645 and 2018/1646, pursuant to the Benchmark Regulation (EU) 2016/1011, has been published in the...more

A&O Shearman

EBA final RTS for resolution plans and the functioning of resolution colleges

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The European Banking Authority has (EBA) published a final report on draft amendments to regulatory technical standards (RTS) on the content of resolution plans, the assessment of resolvability and the operational functioning...more

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