News & Analysis as of

Regulatory Reform Rule 506(c) New Guidance

Keating Muething & Klekamp PLL

Securities Snapshot: 1st Quarter 2025 - Trimming Climate Rules, Bulking Up Guidance

As many spent the first quarter chasing their New Year’s fitness goals, so, too, did the SEC, resolving to trim down its climate rules and bulk up other key guidance. In this Snapshot, we review the agency’s decision to walk...more

Hogan Lovells

SEC staff releases guidance relaxing certain aspects of marketing and fundraising

Hogan Lovells on

The Division of Investment Management of the U.S. Securities and Exchange Commission (the SEC) released new guidance on March 19, 2025 that replaces and relaxes prior guidance for registered investment advisers (RIAs) with...more

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