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Retirement Plan › Department of Labor (DOL) › Investment Company Act of 1940

Verrill

Next Steps for Making Collective Investment Trusts Available to More Retirement Plans

Verrill on

Collective investment trusts (“CITs”) have become an increasingly popular choice for 401(k) plan investment menus over the past decade, consistent with a trend toward lower-cost investment options that has been driven, in...more

Groom Law Group, Chartered

Retirement Asset Management: Regulatory Update

Groom Law Group, Chartered on

As the markets continue to create challenges for plan fiduciaries and asset managers, financial regulators are actively working on a number of projects that impact the investment of benefit plan assets. The Securities and...more

WilmerHale

Life and Annuity Series: Excessive Fee Cases

WilmerHale on

Below is an update on the "excessive fee" cases under section 36(b) of the Investment Company Act of 1940. Most of these complaints are now proceeding on the "sub-adviser" theory: that annuity contract-holders pay...more

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