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Retirement Plan › Employee Retirement Income Security Act (ERISA) › Duty of Care

SEC Compliance Consultants, Inc. (SEC³)

What Advisers Need to Know Now About Giving Rollover Advice after September 23, 2024

SEC Compliance Consultants, Inc. (SEC³) on

This article was originally published on Kitces.com, on May 15, 2024, and is available at at DoL’s Retirement Security Rule & PTE 2020-02 Amendment: What Advisers Need to Know Now about Giving Rollover Advice After September...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Why Retirement Plan Sponsors are Always on the Hook for Liability

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

Whoever said the road to hell is paved with good intentions might have been a retirement plan sponsor. While setting up a retirement plan is a good intention, a plan sponsor’s lack of diligence in reviewing what is going on...more

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