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Risk Assessment Business Continuity Plans

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How to Conduct Compliance Risk Assessment Efficiently (+Compliance Risk Assessment Template)

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Is your business in compliance with every law, rule, and regulation that it should be? If you can’t confidently say yes, it’s time for a compliance risk assessment. And even if you could confidently say yes six months ago,...more

ArentFox Schiff

New York Pushes For New Cybersecurity Requirements For Financial Services Companies

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The New York State Department of Financial Services (DFS) has set forth a revised proposed second amendment to 11 NYCRR Part 500, the regulation regarding cybersecurity requirements for financial services companies (the...more

Mitratech Holdings, Inc

[Webinar] Expert Perspectives: Implementing DORA, Mastering the Challenges and Opportunities - May 17th, 9:00 am ET

DORA is set to transform how European based Financial Institutions enhance the operational resilience of their critical business processes. With an implementation date of 17th January 2025 the evolving nature of the...more

NAVEX

3 IRM Trends & Predictions for 2022

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Integrated Risk Management (IRM) and Governance, Risk Management and Compliance (GRC) are critical areas for business security and success. But all too often these programs aren’t thoroughly tested – or worse, aren’t...more

Woods Rogers

Colonial Pipeline – A Ransomware Attack Hits Close To Home

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If you had never heard of the Colonial Pipeline Company before this week, chances are that you have heard about it now.  Sitting in your car waiting in long lines to fill up at your local gas station hoping they don’t run out...more

Shutts & Bowen LLP

Business Continuity Planning Part 2: Vulnerability Risk Assessment

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As discussed in “Business Continuity Planning Part 1: Managing Risk by Developing a Business Continuity Plan,” it is often the case that the difference between a failing business and company of great value, surviving for...more

NAVEX

4 Steps To Start a Business Continuity Plan

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Most risk and compliance professionals already grasp the importance of business continuity planning. Pandemics, climate disasters, cybersecurity attacks, and supply chain instability tend to have that effect on this crowd. ...more

NAVEX

A Risk and Compliance Carol

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So, that happened. Finally, 2020 is (almost) over. Rarely have so many been so happy to see a year go. COVID-19 shaped almost every aspect of our lives these past 10 months. But before we mercifully toss this year down the...more

Miller Canfield

Risks For RIA Firms in a COVID World

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In light of COVID-19, the U.S. Securities and Exchange Commission ("SEC"), recognizing that RIA Firms are facing operational, technological, commercial and other issues, has also outlined "regulatory and compliance questions...more

NAVEX

3 Ways to Boost Compliance During COVID-19

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Companies have been moving at breakneck speed to respond to the COVID-19 pandemic. As a compliance professional, you’ve been there: from work-from-home and planning to go back to work, to layoffs and furloughs, to sales...more

The Volkov Law Group

Are Compliance Officers “Essential”?

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In these challenging times, when governments around the world are asking all “non-essential” workers to stay home, and companies are struggling with business interruptions and difficult decisions regarding pay-cuts, layoffs...more

White & Case LLP

Vendor performance during social isolation

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White & Case Technology Newsflash - Every industry is at a critical juncture in evaluating how to successfully continue business operations in a period of unprecedented disruption. We have received a number of inquiries...more

Morrison & Foerster LLP

Protecting Against Opportunistic Acquisitions And Activism – Considering A Stockholder Rights Plan

The recent collapse in equity values resulting from the coronavirus crisis has made public companies more vulnerable to opportunistic acquisition and activist strategies. As a result, companies should consider whether they...more

McDermott Will & Emery

Quarantining Deal Risk in the COVID-19 Era: A Buyer’s Checklist

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As the effects of the Coronavirus (COVID-19) crisis ripple through the global economy, buyers contemplating—or in the process of negotiating—an acquisition can and should take measures to contain and handle deal risk prior to...more

Saul Ewing LLP

Three Practical Steps for Business Continuity Planning in Times of Crises

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Do not fret if your organization was not completely prepared for COVID-19. Many weren’t and it’s not too late to implement good planning for immediate needs and for the future. ...more

Rumberger | Kirk

COVID-19: Navigating a Pandemic: A Practical Guide For Businesses

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Businesses across all sectors are feeling the impact of COVID-19, commonly known as Coronavirus. The virus is creating substantial financial uncertainty in the marketplace. ...more

Hogan Lovells

Companies: What is the legal antidote to COVID-19?

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Everyone is involved in limiting the spread of this new coronavirus, and the efforts of employers must be combined with those of employees. HR, HSE, Compliance, etc., your role is crucial in this crisis management. You will...more

Nancy Myrland - Myrland Marketing & Social...

How Will The Coronavirus (COVID-19) Impact Your Law Firm?

As the COVID-19 Virus begins to impact law firms and the legal profession, you might be wondering what to do next. As of Sunday night, March 8, there have been reports of lawyers at two firms who have tested positive for the...more

Hogan Lovells

The business impact of the coronavirus from a Dutch employment law perspective

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The World Health Organization has declared the outbreak of the Coronavirus/Covid-19 virus a "public health emergency of international concern". Therefore, it is recommended to prepare for the potential impact of the virus. ...more

Seyfarth Shaw LLP

Coronavirus Preparation for Healthcare Facilities and Providers

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Seyfarth Synopsis: With coronavirus infections continuing to spread both in the US and abroad, fears of a pandemic with serious disruptions to the economy and everyday life continue to grow. Concerns are compounded for...more

A&O Shearman

UK Prudential Regulator Consults on Outsourcing and Third Party Risk Management Rules

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The U.K. Prudential Regulation Authority is consulting on proposals for modernizing the regulatory framework on outsourcing and third party risk management by the financial services sector. The proposals are relevant to...more

NAVEX

Entering the Era of Operational Resilience

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Compliance and risk management professionals take naturally to acronyms and terms of art that help us understand what we do, so let me introduce one that’s likely to become more important in years to come. Operational...more

Troutman Pepper

Treasury Report Addresses Regulatory Approaches Affecting Investment Companies and Their Advisers

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As required by President Trump’s Executive Order 13772, the U.S. Department of the Treasury issued a report, “A Financial System That Creates Economic Opportunities, Asset Management and Insurance,” addressing the regulatory...more

Snell & Wilmer

New Cybersecurity Rules for Colorado Investment Advisers and Broker-Dealers

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Colorado has adopted new rules that add cybersecurity requirements for certain entities with Colorado securities licenses. The rules are from the regulatory agency the Division of Securities. It licenses securities...more

Carlton Fields

What’s Your Game Plan? Offensive or Defensive: Playing to Your Strengths [Expect Focus – October 2016]

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- AXA Prevails at First Post-Jones v. Harris Excessive Fee Trial - Potential Secondary Effects of Regulatory Examinations: Evidentiary Issues and Preclusion in Parallel Litigation - On The Horizon: Global...more

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