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Rule 21F-17 Fines

Epstein Becker & Green

SEC Imposes Staggering $35 Million Fine on Company for Paying Lip Service to Internal Compliance Procedures

Epstein Becker & Green on

Under the Biden Administration, the Securities and Exchange Commission has aggressively enforced its Whistleblower Program. As we previously reported here and here, the SEC has increased its focus on employers’ agreements or...more

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