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Rule 506 Offerings Regulation D Proposed Rules

Sullivan & Worcester

Demo Days May Soon Be In the Clear

Sullivan & Worcester on

The Current Problem with Demo Days - Under U.S. federal securities law, any offer and sale of securities must either be registered with the Securities and Exchange Commission (SEC) or be conducted in compliance with an...more

Whitman Legal Solutions, LLC

SEC Proposes New Regulation for Integration of Offerings

Suppose you are planning a private musical soiree where a famous string quartet will perform. You have a core group of friends and families who regularly attend these intimate gatherings, and you expect that they will jump at...more

Stoel Rives LLP

In Case You Missed It - Interesting Items for Corporate Counsel - January 2020

Stoel Rives LLP on

The SEC proposed to amend the definition of “accredited investor” here. For those who have consciously avoided knowing anything about securities law, and who presumably are reading this client alert by accident, the offer and...more

Kramer Levin Naftalis & Frankel LLP

SEC’s Proposed Changes to “Accredited Investor” and “Qualified Institutional Buyer” Definitions

On Dec. 18, 2019, the Securities and Exchange Commission (SEC) proposed changes to the definition of “accredited investor” under Regulation D to broaden the definition and identify more effectively the pool of investors that...more

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