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Shareholders Financial Instruments

Goodwin

SEC Charges Trust Company With Operating Unregistered Investment Companies

Goodwin on

SEC Charges Trust Company with Operating Unregistered Investment Companies and Failing to Register Securities Offerings. On September 30, the Securities and Exchange Commission (SEC) announced it had settled charges with...more

McGlinchey Stafford

Am I a party entitled to enforce a promissory note?

McGlinchey Stafford on

Shareholder Derivative Lawsuit Aungst v. Light, 9th Dist. Summit No. 29349, 2020-Ohio-3347 In this appeal, the Ninth Appellate District affirmed the trial court’s decision, finding that when a shareholder’s derivative...more

Jones Day

Stretching Leverage: Holdco PIK Financing Instruments

Jones Day on

Key Points - Holdco PIK financing instruments may present an attractive and/or alternative source of capital for private equity sponsors to finance acquisitions or to facilitate dividend recapitalisations. Creditors...more

A&O Shearman

Zmiany w Kodeksie Spólek Handlowych w zakresie dematerializacji akcji prywatnych spólek akcyjnych

A&O Shearman on

Dematerializacja akcji i rejestr akcjonariuszy - Od 1 stycznia 2021 dematerializacji ulegna wszystkie akcje (imienne i na okaziciela) w spólkach akcyjnych i komandytowo-akcyjnych. Z tym dniem, dokumenty akcji straca moc...more

Hogan Lovells

China Issues New Measures to Regulate Equity Holdings in Insurance Companies

Hogan Lovells on

After two rounds of consultation, the China Insurance Regulatory Commission (“CIRC“) released the final version of the Administrative Measures for Equity Interests in Insurance Companies (the “New Measures“) on March 7, 2018,...more

K&L Gates LLP

Acquisition of Shares in Public Companies Before the SEJM

K&L Gates LLP on

A parliamentary bill has been submitted with the Sejm, repealing an obligation to submit a tender offer in connection with the acquisition of shares giving the right to 10% of the total number of votes at the General Meeting...more

K&L Gates LLP

Germany Tightens Voting Rights Disclosure - New rules increase complexity of voting right disclosures and impose

K&L Gates LLP on

On October 1, 2015, the German Parliament adopted the national “Act Implementing the EU Transparency Directive Amending Directive (2013/50/EU)” (the “Act”). The aim of the directive is to harmonize the regime for notification...more

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