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Stock Options Securities and Exchange Commission (SEC) Regulatory Oversight

Stinson - Corporate & Securities Law Blog

SEC Concept Release Explores Bold Changes to Employee Offerings Framework

At an open meeting on July 18th, the SEC agreed to issue a concept release exploring modifications and modernization of Rule 701 and Form S-8 for certain offerings for employees, in conjunction with its increase to the...more

Stinson - Corporate & Securities Law Blog

Fintech Company Subject to SEC Enforcement Action for Exceeding Rule 701 Option Grant Limit

Subject to its limits, Rule 701 permits non-reporting companies to grant employees equity without registration under the Securities Act of 1933. ...more

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