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Supervisory Guidance

Hogan Lovells

From principles to practice: Maturing AI supervision in Singapore’s Financial Sector

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Regulatory guidance on the use of artificial intelligence (AI) by financial institutions (FIs) in Singapore has evolved significantly in recent years. Two recent guidance documents are particularly important. In November...more

Dinsmore & Shohl LLP

FDIC Rescinds Supervisory Pressure for Multiple Nonsufficient Funds Fees

Dinsmore & Shohl LLP on

On April 10, 2026, the Federal Deposit Insurance Corp. (FDIC) rescinded its supervisory guidance on multiple representment nonsufficient funds (NSF) fees, marking a notable shift in tone for the agency and further...more

Sheppard

Federal Reserve Updates Supervisory Operating Principles

Sheppard on

On April 30, the Board of Governors of the Federal Reserve System released an Updated Statement of Supervisory Operating Principles for Federal Reserve supervisory staff. The updated statement supplements and supersedes the...more

Skadden, Arps, Slate, Meagher & Flom LLP

Japan Proposes Amendments to Supervisory Guidelines Concerning Reinsurance

On April 8, 2026, the Japanese Financial Services Agency (JFSA) published a proposed amendment to its Comprehensive Guidelines for Supervision of Insurance Companies, adding new provisions specifically targeting reinsurance....more

Sheppard

FDIC Rescinds Guidance on Multiple Re-Presentment NSF Fees

Sheppard on

On April 10, the FDIC rescinded prior supervisory guidance addressing multiple non-sufficient funds (NSF) fees arising from the re-presentment of the same unpaid transaction. The rescinded guidance had previously outlined the...more

Davis Wright Tremaine LLP

Federal Reserve Board Clarifies and Amplifies Supervisory Operating Principles

The Federal Reserve quietly released an updated Statement of Supervisory Operating Principles last Friday. The principles build on reforms under the Vice Chair Bowman from last year, but largely refine—and in some cases...more

Troutman Pepper Locke

Federal Banking Agencies Issue Revised Model Risk Management Guidance for Large Banking Organizations

Troutman Pepper Locke on

On April 17, the Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System (Federal Reserve), and Federal Deposit Insurance Corporation (FDIC) (collectively, the federal agencies)...more

White & Case LLP

Greater flexibility for leveraged lending? Current supervisory approaches in the EU, the US and the UK

White & Case LLP on

In the aftermath of the financial crisis bank supervisors increased their scrutiny of leveraged lending by banks due to the high-risk profile of such loans. In 2013/2014, the US supervisors took a prescriptive approach, inter...more

Skadden, Arps, Slate, Meagher & Flom LLP

IAIS Publishes Report on Second Targeted Jurisdictional Assessment of Implementation of Holistic Framework Supervisory Material

On 31 March 2026, the International Association of Insurance Supervisors (IAIS) published its report on the second Targeted Jurisdictional Assessment (2025 TJA), evaluating the implementation of the holistic framework for the...more

Cooley LLP

FDIC Rescinds Supervisory Guidance on Multiple NSF Fees

Cooley LLP on

The Federal Deposit Insurance Corporation (FDIC) has rescinded its Biden-era supervisory guidance that cautioned banks against charging multiple non-sufficient funds (NSF) fees on a declined transaction....more

A&O Shearman

EBA consults on simplification of supervisory reporting framework under CRR

A&O Shearman on

The European Banking Authority (EBA) has announced a series of measures, including publishing two consultation papers, to simplify the supervisory reporting framework under the EU Capital Requirements Regulation (CRR). The...more

Orrick, Herrington & Sutcliffe LLP

FDIC rescinds guidance on NSF fees

On April 10, the FDIC rescinded its supervisory guidance on multiple re-presentment NSF fees, effective immediately. The agency determined that the prior guidance, originally issued on June 16, 2023 (covered by InfoBytes...more

A&O Shearman

NGFS release package with new tools to manage nature-related financial risks

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The Network for Greening the Financial System (NGFS) has released a new package of materials aimed at supporting central banks and supervisors in assessing and managing nature‑related financial risks....more

Sheppard

OCC and FDIC Finalize Rule Barring Use of “Reputation Risk” in Supervisory Exams

Sheppard on

On April 7, the FDIC and the OCC jointly issued a final rule codifying the removal of “reputation risk” from their supervisory oversight reviews and restricting examiners from taking certain actions based on perceived...more

A&O Shearman

ESAs Final Joint Guidelines For ESG Stress Testing Published In All Official EU Languages

A&O Shearman on

The European Supervisory Authorities (ESAs, comprising the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) published official...more

A&O Shearman

BCBS Finalises Technical Amendment To Basel Framework

A&O Shearman on

The Basel Committee on Banking Supervision (BCBS) has published a document containing a finalised technical amendment (TA) and a response to a frequently asked question (FAQ) to help promote the consistent global...more

A&O Shearman

BCBS Consults On Consolidated Guidelines And Sound Practices For Banks And Supervisors

A&O Shearman on

The Basel Committee on Banking Supervision (BCBS) has launched a consultation on a consolidated version of its guidelines and sound practices. This version seeks to reorganise existing guidance into a modular structure,...more

Orrick, Herrington & Sutcliffe LLP

Democratic senators urge agencies to reinstate disparate impact liability references

On February 25, a group of Democratic senators issued a letter urging the OCC, FDIC, and NCUA to reinstate references to disparate impact liability in their respective organizations’ supervisory guidance. The letter argued...more

Sheppard

Federal Reserve Proposes Rules to Codify Removal of “Reputation Risk” From Bank Supervision

Sheppard on

On February 23, the Federal Reserve Board announced a Notice of Proposed Rulemaking requesting comments on a proposal to formally remove “reputation risk” from its supervisory framework and prohibit examiners from encouraging...more

Ballard Spahr LLP

OCC proposes overhaul of appeals process

Ballard Spahr LLP on

Following on the FDIC’s recent issuance of updated guidelines for appeals of material supervisory determination, the OCC is now proposing to replace the existing guidance for handling appeals of material supervisory...more

A&O Shearman

EBA Follow-Up Report On ICT Risk Assessment Under SREP

A&O Shearman on

The European Banking Authority (EBA) has published a follow‑up report to its 2022 peer review on information and communication technology (ICT) risk assessment under the Supervisory Review and Evaluation Process (SREP). The...more

Ballard Spahr LLP

Fed Requests Comment On Plan To Remove Reputation Risk From Supervision Of Banks

Ballard Spahr LLP on

The Federal Reserve is requesting comments on a proposal to remove reputation risk from the supervision of banks it oversees. Comments on the Fed proposal are due April 27, 2026....more

Latham & Watkins LLP

FRB Proposes to Eliminate Reputation Risk from Banking Supervision

Latham & Watkins LLP on

The Proposal aims to center the FRB’s supervisory decisions on material financial risks and increase supervisory clarity and precision....more

Patomak Global Partners

Vice Chair Bowman Elaborates on Supervisory Priorities and Examination Approach

In a recent speech, Vice Chair for Supervision Bowman reiterated the Federal Reserve’s supervisory operating principles and described how the Fed’s supervision should work in practice....more

Sheppard

OCC Proposes Rule to Restructure Supervisory Appeals Process

Sheppard on

On February 17, the OCC issued a notice of proposed rulemaking to establish a revised regulatory framework governing appeals of material supervisory determinations under the Riegle Community Development and Regulatory...more

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