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Text Messages Policies and Procedures Compliance

Mintz - Technology, Communications & Media...

Telephone and Texting Compliance — Industry Traceback Group Makes Case to Remain Registered Consortium

On May 23, 2025, USTelecom, the leader of the Industry Traceback Group (ITG), submitted a letter presenting its case for continued designation as the registered traceback consortium (“Registered Consortium”) — the entity (or...more

K&L Gates LLP

The SEC Fines Stand-Alone Adviser for Off-Channel Communications

K&L Gates LLP on

Overview - On 3 April 2024, the US Securities and Exchange Commission (the SEC) announced the first settlement with a stand-alone registered investment adviser for, among other things, failures to maintain and preserve...more

Bracewell LLP

Personal Devices and Messaging Platforms in the Workplace: Tips, Tactics and Best Practices for In-House Counsel

Bracewell LLP on

Federal regulators have cracked down on the use of texts messages and messaging platforms for business communications, using their broad authority to root out record retention violations, resulting in significant fines and...more

Pillsbury Winthrop Shaw Pittman LLP

Text, Alexa, Bitcoin—Technology Makes Political Contributions Easier

Is your political compliance program ready for the 2020 election season? With the 2020 election season underway, now is a good time to make certain your internal policies and procedures address applicable campaign...more

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