News & Analysis as of September 19, 2024

Third-Party Relationships › Financial Adviser

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Control of a Set-aside Entity
FCPA Compliance and Ethics Report-Episode 157-Training of Third Parties Under the FCPA
Polsinelli Podcast - An International Trade Issue That May Impact Your Business
Protecting IP Through Employment Law
FCPA Compliance and Ethics Report-Episode 91, Internal Controls for Third Parties Under the FCPA, Part II
FCPA Compliance and Ethics Report-Episode 63-Managing the Third Party Relationship Under the FCPA, Part I

It’s about relationships and patience: A Success Story

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on 2/16/2016

I always talk about my open door policy with financial advisors and third party advisors where I will help these plan providers out without me actively seeking their business. I kind of have that liberty because it’s my own...more

Divorcing that TPA can be a problem

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on 3/25/2015

The MTV reality series The Real World ends their opening intro by stating the show tries “to find out what happens… when people stop being polite… and start getting real.” As an ERISA attorney working with retirement plan...more

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Third-Party Relationships › Financial Adviser

It’s about relationships and patience: A Success Story

Divorcing that TPA can be a problem

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